-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWy3JNWTXiovrH8/n/f89U6OAZGOfT9Axdylzp2EktOSPQo42fLsu2BIVUXiKakb zHTCh62wyqr6aj6xs11tyA== 0000936392-97-000235.txt : 19970222 0000936392-97-000235.hdr.sgml : 19970222 ACCESSION NUMBER: 0000936392-97-000235 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48895 FILM NUMBER: 97533427 BUSINESS ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 MAIL ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOSTER STANLEY CENTRAL INDEX KEY: 0001033664 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: FOSTER INVESTMENT CORP STREET 2: 705 12TH AVE CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6195570100 MAIL ADDRESS: STREET 1: FOSTER INVESTMENT CORP STREET 2: 705 12TH AVE CITY: SAN DIEGO STATE: CA ZIP: 92101 SC 13G 1 SCHEDULE 13G FOR STANLEY FOSTER 1 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB NUMBER: 3235-0145 WASHINGTON, D.C. 20549 EXPIRES: OCTOBER 31, 1994 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE 14.90 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Hot Topic, Inc. ------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------ (Title of Class of Securities) 441339 10 8 ------------------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). FILED FEBRUARY 14, 1997 (REFLECTING OWNERSHIP AS OF 12/31/96) 2 PCN 101 CUSIP NO. 441339 10 8 13G PAGE 2 OF 4 PAGES --------------------- ----- ----- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS STANLEY E. FOSTER --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES --------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 10,313 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 253,373 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 10,313 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 253,373 -------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 263,686 --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 ITEM 1. (a) Name of Issuer: HOT TOPIC, INC. (b) Address of Issuer's Principal Executive Officers: 3410 POMONA BOULEVARD POMONA, CA 91766 ITEM 2. (a) Name of Person Filing: STANLEY E. FOSTER (b) Address of Principal Business Office or, if none, Residence: 705 12TH AVENUE SAN DIEGO, CA 92101 (c) Citizenship: UNITED STATES (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 441339 10 8 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 263,686, INCLUDING 10,313 SHARES ISSUABLE UPON EXERCISE OF OPTIONS HELD BY MR. FOSTER WITHIN 60 DAYS OF DECEMBER 31, 1996. ALSO INCLUDED 253,373 SHARES HELD BY THE STANLEY & PAULINE FOSTER TRUST, OF WHICH MR. FOSTER IS CO-TRUSTEE. (b) Percent of Class: 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 10,313 (ii) shared power to vote or to direct the vote: 253,373 (iii) sole power to dispose or to direct the disposition of: 10,313 (iv) shared power to dispose or to direct the disposition of: 253,373 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. NOT APPLICABLE. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE. 4 ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE. ITEM 10. CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 ------------------------- Date /s/ Stanley E. Foster ------------------------- Signature Stanley E. Foster ------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----